We are looking for a detail oriented, organized and proactive person with an interest in learning the US regulatory environment for trading firms. In addition, you will also assist in the following:
- Investigate regulatory reporting issues
- Perform data management and analysis
- Execute manual reporting flows and otherwise directly assist with the handling of regulatory reporting exceptions and corrections
- Aid in macro-level project management as we continually seek to improve existing projects and procedures
You may also help interpret the regulatory reporting rules in the context of the firm’s business, assist in writing and maintaining the firm’s policies with regards to those rules, and work with developers to implement or modify the firm’s systems to insure compliance and monitor adherence.
Ultimately, you will gain an excellent understanding of the firm’s trade flows and how the regulatory reporting rules impact them. The person in this role will collaborate with traders, legal and compliance, developers and operations on a regular basis.